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As an Arbitrator for the Financial Industry Regulatory Authority (FINRA), Mr. Elfenbein utilizes his expertise on behalf of the wealth and investment management industry, also serving as a member of the FINRA Qualifications Content Committee, evaluating and creating new content for the Security Industry Essentials® (SIE®) Exam.
Mr. Elfenbein holds the Certified Regulatory and Compliance Professional (CRCP®) and Chartered Financial Consultant® (ChFC®) designations. He received a Bachelor of Science in Management fom Tulane University and is also a graduate of the American College of Financial Services and the FINRA Institute at Wharton.